Full Name
Lesley Duffy
Job Title
Assistant Vice-President and Chief Compliance Officer, Quadrus Investment Services Ltd.
Speaker Bio
Lesley has been with Canada Life for over 30 years and is the Chief Compliance Officer, Quadrus Investment Services Ltd. and Assistant Vice-President, Advisor Compliance, Canada Life.
In this role, Lesley leads a team of 80 compliance professionals located across Canada - associated with the mutual fund dealer and our affiliated insurance companies. First line supervision and oversight of mutual funds and insurance is a core focus of Lesley’s team, and helping advisors successfully build and embed compliance protection around their practice is another important characteristic of this team.
Lesley has over 30 years’ experience in the financial services industry and is a member of The Mutual Fund Dealers Association (MFDA) Policy Advisory Committee, the Federation of Mutual Fund Dealers Association and various other industry and regulatory committees.
In this role, Lesley leads a team of 80 compliance professionals located across Canada - associated with the mutual fund dealer and our affiliated insurance companies. First line supervision and oversight of mutual funds and insurance is a core focus of Lesley’s team, and helping advisors successfully build and embed compliance protection around their practice is another important characteristic of this team.
Lesley has over 30 years’ experience in the financial services industry and is a member of The Mutual Fund Dealers Association (MFDA) Policy Advisory Committee, the Federation of Mutual Fund Dealers Association and various other industry and regulatory committees.
